Active TopicsActive Topics  Display List of Forum MembersMemberlist  Search The ForumSearch  HelpHelp
  RegisterRegister  LoginLogin
REG STUDY GROUP
 CPAnet Forum : REG STUDY GROUP
Subject Topic: Regulation D (Topic Closed Topic Closed) Post ReplyPost New Topic
  
Author
Message << Prev Topic | Next Topic >>
jrupa
Major Contributor
Major Contributor


Joined: 16 Aug 2007
Location: United States
Online Status: Offline
Posts: 444
Posted: 04 Oct 2009 at 11:07 | IP Logged  

In becker regulation D series 504 .. general solicitaion is not allowed if u see in book there is table showing differeneces in 504,505,506

and regarding the resell also they both conflict becker says no resell for 2 yrs wiley says no restrcition on sale

But wiley says that soliciation is allowed??? can some one confirm whats is right?
Back to Top View jrupa's Profile Search for other posts by jrupa
 
sycamore32
Regular
Regular


Joined: 28 Aug 2009
Location: United States
Online Status: Offline
Posts: 205
Posted: 04 Oct 2009 at 13:42 | IP Logged  
According to my Wiley book, solicitation is allowed (although restricted to "accredited investors"), but according to my worksheet provided by Yaeger, solicitation is not permitted for any of the three. 

Gotta love contradictions.
Back to Top View sycamore32's Profile Search for other posts by sycamore32
 
ms500
Major Contributor
Major Contributor


Joined: 30 Jun 2008
Online Status: Offline
Posts: 482
Posted: 04 Oct 2009 at 13:52 | IP Logged  
I will go with beckers, Rule D- issues are placed thru private placement, advertisements are not allowed, and generally, resell is not allowed and holding period is atleast 2 year for resale of securities

thanks


__________________
BEC - Passed
REG - Passed
Audit- Passed
FARE - Passed Feb 2011 Finally Done
Ethics - 95
Back to Top View ms500's Profile Search for other posts by ms500
 
jrupa
Major Contributor
Major Contributor


Joined: 16 Aug 2007
Location: United States
Online Status: Offline
Posts: 444
Posted: 04 Oct 2009 at 14:44 | IP Logged  
soo u will say that private placement is allowed for all ..  holding period 2 yrs is for all rt?
Back to Top View jrupa's Profile Search for other posts by jrupa
 
amu7
Major Contributor
Major Contributor


Joined: 22 May 2009
Online Status: Offline
Posts: 392
Posted: 04 Oct 2009 at 14:50 | IP Logged  
Which becker lecture is this?
Back to Top View amu7's Profile Search for other posts by amu7
 




Page of 2 Next >>
  Post ReplyPost New Topic
Printable version Printable version

Forum Jump
You cannot post new topics in this forum
You cannot reply to topics in this forum
You cannot delete your posts in this forum
You cannot edit your posts in this forum
You cannot create polls in this forum
You cannot vote in polls in this forum

Powered by Web Wiz Forums version 7.9
Copyright ©2001-2010 Web Wiz Guide

This page was generated in 0.1250 seconds.

Copyright © 1996-2016 CPAnet/MizWeb Communities All Rights Reserved
Twitter |Facebook |CPA Exam Club | About | Contact | Newsletter | Advertise & Promote